1 List of Abbreviations

Anti-VEGF anti-vascular endothelial growth factor
DME diabetic macular edema
DR diabetic retinopathy
AMD age-related macular degeneration
VO vein occlusion
CKD chronic kidney disease
ICD International Classification of Diseases
CPT Current Procedural Terminology
OHDSI Observational Health Data Sciences and Informatics
OMOP Observational Medical Outcomes Partnership
CDM common data model
PS propensity score
EHR electronic health record
IRB Institutional Review Board
JHM Johns Hopkins Medicine
ARVO The Association for Research in Vision and Ophthalmology

2 Responsible Parties

2.1 Investigators

Investigator Institution/Affiliation
Cindy Cai, MD * Wilmer Eye Institute, Johns Hopkins Hospital, Baltimore, MD, USA
* Principal Investigator

2.2 Disclosures

This study is undertaken within Observational Health Data Sciences and Informatics (OHDSI), an open collaboration.

3 Abstract

Background: The potential adverse kidney effects of the commonly used intravitreal anti-vascular endothelial growth factor (anti-VEGF) medications are poorly understood.

Purpose: To estimate the risk of kidney failure after intravitreal anti-VEGF medications across the Observational Health Data Sciences and Informatics (OHDSI) network, comparing ranibizumab, aflibercept, and bevacizumab.

Design: Retrospective comparative cohort analysis of administrative claims and electronic health record (EHR) data in the OHDSI network.

Subjects: Patients with blinding diseases including diabetic macular edema (DME), diabetic retinopathy (DR), age-related macular degeneration (AMD), and vein occlusion (VO) who receive ≥3 monthly anti-VEGF will be included. Patients with pre-existing kidney failure will be excluded.

Methods: Patients receiving ranibizumab will be compared to propensity score matched patients receiving aflibercept, and patients receiving bevacizumab. We will deploy the large-scale propensity score method that adjust for a comprehensive range of baseline characteristics. Cox models will be used to compare the time to kidney failure between patients who receive ranibizumab with patients who receive aflibercept, ranibizumab with bevacizumab, and bevacizumab with aflibercept.

Conclusions: Knowing the relative risk for kidney failure between the three commonly used anti-VEGF medications will allow ophthalmologists to select safer treatments.

4 Amendments and Updates

Number Date Section of study protocol Amendment or update Reason

5 Milestones

• Identify data partners
• Data partners to share data diagnostics results
• Complete candidate phenotypes
• Data partners to share phenotype diagnostics results
• Finalize analytic package
• Data partners to run analytic package
• Data partners to share study diagnostic results
• Finalize results from data partners
• Manuscript drafting and writing
• Submit abstract: OHDSI Global Symposium (May 2023), ARVO (Jan 2024)

6 Rationale and Background

Intravitreal anti-vascular endothelial growth factor (anti-VEGF) medications have revolutionized the treatment of blinding diseases.​1,2​ Nearly 20 million intravitreal injections were given globally in 2016 to treat conditions such as diabetic macular edema (DME), diabetic retinopathy (DR), age-related macular degeneration (AMD), and vein occlusion (VO).​1​ When given systemically, anti-VEGF medications have adverse kidney effects (e.g., proteinuria, acute kidney injury).​3–5​ Patients at high risk for chronic kidney disease (CKD), for example, those ≥60 years and those with diabetes, may be more likely harmed by the adverse kidney effects of intravitreal anti-VEGF.​6​ CKD can progress to kidney failure, or end stage kidney disease, which is a major source of morbidity and mortality and is a financial burden to society.​6,7​

When anti-VEGF medications are given intravitreally, there is systemic absorption of the drug that is greatest with bevacizumab and aflibercept and lowest with ranibizumab.​8,9​ However, evidence about the subsequent kidney effect is conflicting. Several case reports document kidney damage after intravitreal anti-VEGF.​10–12​ On the other hand, retrospective cohort studies have not identified treatment-associated declines in kidney function, or estimated glomerular filtration rate (eGFR).​13,14​ A secondary analysis from a randomized trial also did not show differences in rates of kidney damage.​15​ However, these studies were limited to a single institution, had small sample sizes (<600 patients), only included patients without CKD, or did not evaluate the severe phenotype of kidney failure. To resolve this controversy, a comprehensive study is needed to evaluate the kidney effects of intravitreal anti-VEGF. In populations at high risk for CKD, the treating ophthalmologist can choose alternate forms of therapy (e.g., focal laser for DME), or the intravitreal anti-VEGF with the least systemic absorption (e.g., ranibizumab).​16–18​

7 Study Objectives

The overall objective of the study is to estimate the comparative risk of kidney failure associated with intravitreal anti-VEGF exposure in patients with blinding diseases. The rationale is that knowing the comparative risk for kidney failure among the three commonly used anti-VEGF medications will allow the ophthalmologist to select the safest treatments, particularly for populations at high risk for adverse kidney effects. To address our hypothesis, we propose the following questions.

  1. Amongst people with blinding diseases (DR/DME, AMD, and VO), does exposure to aflibercept increase the risk of kidney failure, relative to ranibizumab?

  2. Amongst people with blinding diseases (DR/DME, AMD, and VO), does exposure to bevavizumab increase the risk of kidney failure, relative to ranibizumab?

  3. Amongst people with blinding diseases (DR/DME, AMD, and VO), does exposure to bevacizumab increase the risk of kidney failure, relative to aflibercept?

8 Research Methods

8.1 Study Design/Data Sources

This will be a retrospective cohort study of patients with blinding diseases (DR/DME, AMD, and VO) comparing the risk of kidney failure after exposure to aflibercept relative to ranibizumab, bevacizumab to ranibizumab, and bevacizumab to aflibercept. Data sources will be administrative claims or electronic health record (EHR) data across the OHDSI network.

8.2 Study Population

Patients ≥18 years who have received ≥3 monthly intravitreal anti-VEGF injections with ranibizumab, aflibercept, or bevacizumab with a diagnosis of DME/DR, AMD, and VO with at least 365 days of prior observation will be included in the study.​16,17,19–22​ Cohort entry will begin with the third anti-VEGF medication. Patients with pre-existing kidney failure will be excluded. Patients with pre-existing diagnosis of malignancies will be excluded. (Figure 1) Patients will exit the cohort if they switch to another anti-VEGF medication (e.g., bevacizumab to ranibizumab).

Figure 1: Exposure cohort definition using bevacizumab as the example. Figure 1: Exposure cohort definition using bevacizumab as the example.

8.3 Exposure Comparators

The exposure is receipt of ≥3 monthly intravitreal anti-VEGF medications (whether ranibizumab, aflibercept, or bevacizumab).

8.4 Outcomes

The outcome is time from the third anti-VEGF to kidney failure, as defined by previously validated OMOP phenotypes, during the observation window after cohort entry.​23,24​

8.5 Covariates

We will deploy the large-scale propensity score method that adjust for a comprehensive range of baseline characteristics.​25​

8.6 Negative controls

Negative controls will be picked to represent exposure-outcome pairs where no causal effect is expected to exist.

9 Data Analysis Plan

9.1 General

Although the primary aim of this study is a comparative safety study, various standardized analytics available in the OHDSI community will be applied. The Strategus pipeline will be used to call various packages in the HADES library for A) data characterization (A1-cohort diagnostics, A2-cohort features, A3-incidence rates, A4-time-to-event), B) patient-level prediction, and C) population-level effect estimation (C1-comparative cohort, C2-self-controlled case-series).​26,27​

9.2 A) Data Characterization

9.2.1 A1) Cohort Diagnostics

The R package CohortDiagnostics will be executed for all target, comparator, indication, and outcome cohorts to evaluate measurement error in the phenotype development and evaluation process.​28​

9.2.2 A2) Cohort Features

The Characterization and FeatureExtraction packages in HADES will be used to identify features of patients in each exposure group who had the outcome and those who did not have the outcome.​27​ Features will be extracted from the 365 day observation prior to cohort entry and will include variables such as demographic data (sex, age group, race, ethnicity), prior conditions/drug exposures/procedures/measurements/devices/observations, and risk scors (e.g., Charlson comorbidity index, DCSI, CHADS2VASC score).

9.2.3 A3) Incidence Rates

The Characterization package in HADES will be used to calculate the incidence rates of the outcome for each exposure cohort and indication cohort. The rate is calculated as the number of outcomes during the time-at-risk divided by the number of total person days.

9.2.3.1 Calculation of time-at risk

The time-at-risk for patients who undergo anti-VEGF starts after the third anti-VEGF injection until the end of the continuous drug exposure, defined as a gap in exposure of >180 days, end of continuous observation period, or study period. Anti-VEGF need typically decreases over time; however, some patients require lifelong VEGF suppression and the proportion of patients who require lifelong VEGF is likely different depending on the disease indication (e.g., DME/DR, versus AMD, versus VO).​29–33​

Incidence rates will be stratified by gender, age deciles, index year subgroups, and disease indication (DME/DR, AMD, VO).

9.2.4 A4) Time-to-Event

Time to the outcome of kidney failure will be calculated for each exposure cohorts and indication cohort.

9.3 B) Patient-Level Prediction

The PatientLevelPrediction and Cyclops packages in HADES will be used to construct logistic regression models with LASSO regularization to predict the risk of kidney failure 6 months to 2 years after the initial 3 monthly intravitreal anti-VEGF medications.​34​ The model will be developed on 75% of the data and internally validated on the remaining 25%.

9.4 C) Population-Level Effect Estimation

9.4.1 C1) Comparative Cohort Study

The CohortMethod and Cyclops packages in Hades will be used.​27​ Large-scale propensity score method will be used to match the targe exposure cohort with the comparator export cohort (e.g., aflibercept versus ranibizumab, bevacizumab versus ranibizumab, and bevacizumab versus aflibercept) using 1:1 propensity score matching. Cox proportional hazards models will be used to estimate the risk of kidney failure while on treatment.​35​ Negative controls will be used to assess residual bias.

9.4.2 C2) Self-Controlled Case-Series

The SelfControlledCaseSeries and Cyclops packages in Hades will be used to estimate the relative incidence of kidney failure using a self-controlled case-series design.​27​ Diagnostics will be run to evaluate whether this was an appropriate analysis.

10 Study Diagnostics

  1. Preference score distributions to evaluate empirical equipoise and population generalizability
  2. Extensive patient characteristics to evaluate cohort balance before and after PS-adjustment
  3. Negative control calibration plots to assess residual bias
  4. Kaplan-Meier plots to examine hazard ratio proportionality assumptions

Study diagnostics to evaluate each databases’ fitness for use to estimate comparative risk of kidney failure between exposure groups.

Study Diagnostic; Brief Description; Threshold Minimum detectable relative risk (MDRR); Evaluates the effect size that the analysis would be able to detect given the available data; <10 Empirical Equipoise; Estimated using preference score, a transformation of propensity score; >0.20 Attrition Fraction; Fraction of the initial cohort that remains in the analytic cohort after propensity score matching and is a measure of generalizability; ≤1 Covariate Balance; Covariate balance of baseline characteristics between target and comparator groups was measured using the standardized mean difference; <0.10 Expected absolute systematic error (EASE); Calculated using a set of negative control outcomes to assess residual bias; <0.25

11 Strengths and Limitations

When executed, this will be the largest study examining the association between intravitreal anti-VEGF medications and kidney failure. Other strengths of this study include the diversity of the sample (from multiple institutions, multiple countries, and a range of underlying kidney impairment at baseline).

Limitations are mainly due to the retrospective nature of the study which might have confounding despite propensity score matching and stratified analyses.

12 Protection of Human Subjects

The JHM IRB has already approved this project (IRB00356149). Each participating institution will seek IRB approval for this study.

13 Management and Reporting of Adverse Events and Adverse Reactions

JHM will serve as the coordinating center for this OHDSI network study. All findings and adverse events/reactions will be reported to them.

14 Plans for Disseminating and Communicating Study Results

The results will be shared and discussed among the study participants and broader OHDSI community during the weekly Tuesday community calls throughout the SOS Challenge. This work will be presented at conferences (OHDSI Global Symposium and/or ARVO) and published as a manuscript.

References

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​2. Collaborators G 2019 B and VI, Adelson JD, Bourne RRA, et al. Causes of blindness and vision impairment in 2020 and trends over 30 years, and prevalence of avoidable blindness in relation to VISION 2020: the Right to Sight: an analysis for the Global Burden of Disease Study. Lancet Global Heal. 2021;9(2):e144-e160. doi:10.1016/s2214-109x(20)30489-7

​3. Hanna RM, Barsoum M, Arman F, Selamet U, Hasnain H, Kurtz I. Nephrotoxicity Induced by Intravitreal Vascular Endothelial Growth Factor (VEGF) inhibitors: Emerging Evidence. Kidney Int. 2019;96(3):572-580. doi:10.1016/j.kint.2019.02.042

​4. Gurevich F, Perazella MA. Renal Effects of Anti-angiogenesis Therapy: Update for the Internist. Am J Medicine. 2009;122(4):322-328. doi:10.1016/j.amjmed.2008.11.025

​5. Izzedine H, Escudier B, Lhomme C, et al. Kidney Diseases Associated With Anti-Vascular Endothelial Growth Factor (VEGF). Medicine. 2014;93(24):333-339. doi:10.1097/md.0000000000000207

​6. Levey AS, Atkins R, Coresh J, et al. Chronic kidney disease as a global public health problem: Approaches and initiatives – a position statement from Kidney Disease Improving Global Outcomes. Kidney Int. 2007;72(3):247-259. doi:10.1038/sj.ki.5002343

​7. Collaboration GCKD, Bikbov B, Purcell CA, et al. Global, regional, and national burden of chronic kidney disease, 1990–2017: a systematic analysis for the Global Burden of Disease Study 2017. Lancet. 2020;395(10225):709-733. doi:10.1016/s0140-6736(20)30045-3

​8. Avery RL, Castellarin AA, Steinle NC, et al. Systemic pharmacokinetics following intravitreal injections of ranibizumab, bevacizumab or aflibercept in patients with neovascular AMD. Brit J Ophthalmol. 2014;98(12):1636. doi:10.1136/bjophthalmol-2014-305252

​9. Avery RL, Castellarin AA, Steinle NC, et al. SYSTEMIC PHARMACOKINETICS AND PHARMACODYNAMICS OF INTRAVITREAL AFLIBERCEPT, BEVACIZUMAB, AND RANIBIZUMAB. Retin. 2017;37(10):1847-1858. doi:10.1097/iae.0000000000001493

​10. Cheungpasitporn W, Chebib FT, Cornell LD, et al. Intravitreal Antivascular Endothelial Growth Factor Therapy May Induce Proteinuria and Antibody Mediated Injury in Renal Allografts. Transplantation. 2015;99(11):2382-2386. doi:10.1097/tp.0000000000000750

​11. Morales E, Moliz C, Gutierrez E. Renal damage associated to intravitreal administration of ranibizumab. Nefrología Engl Ed. 2017;37(6):653-655. doi:10.1016/j.nefroe.2017.10.007

​12. Shye M, Hanna RM, Patel SS, et al. Worsening proteinuria and renal function after intravitreal vascular endothelial growth factor blockade for diabetic proliferative retinopathy. Clin Kidney J. 2020;13(6):sfaa049-. doi:10.1093/ckj/sfaa049

​13. Kameda Y, Babazono T, Uchigata Y, Kitano S. Renal function after intravitreal administration of vascular endothelial growth factor inhibitors in patients with diabetes and chronic kidney disease. J Diabetes Invest. 2018;9(4):937-939. doi:10.1111/jdi.12771

​14. O’Neill RA, Gallagher P, Douglas T, et al. Evaluation of long-term intravitreal anti-vascular endothelial growth factor injections on renal function in patients with and without diabetic kidney disease. Bmc Nephrol. 2019;20(1):478. doi:10.1186/s12882-019-1650-1

​15. Glassman AR, Liu D, Jampol LM, Sun JK, Network DRCR. Changes in Blood Pressure and Urine Albumin-Creatinine Ratio in a Randomized Clinical Trial Comparing Aflibercept, Bevacizumab, and Ranibizumab for Diabetic Macular Edema. Invest Ophth Vis Sci. 2018;59(3):1199-1205. doi:10.1167/iovs.17-22853

​16. Flaxel CJ, Adelman RA, Bailey ST, et al. Age-Related Macular Degeneration Preferred Practice Pattern®. Ophthalmology. 2020;127(1):P1-P65. doi:10.1016/j.ophtha.2019.09.024

​17. Flaxel CJ, Adelman RA, Bailey ST, et al. Diabetic Retinopathy Preferred Practice Pattern®. Ophthalmology. 2020;127(1):P66-P145. doi:10.1016/j.ophtha.2019.09.025

​18. Network DRCR, Wells JA, Glassman AR, et al. Aflibercept, Bevacizumab, or Ranibizumab for Diabetic Macular Edema. New Engl J Medicine. 2015;372(13):1193-1203. doi:10.1056/nejmoa1414264

​19. Flaxel CJ, Adelman RA, Bailey ST, et al. Retinal Vein Occlusions Preferred Practice Pattern®. Ophthalmology. 2020;127(2):P288-P320. doi:10.1016/j.ophtha.2019.09.029

​20. Aiello LP, Beck RW, Bressler NM, et al. Rationale for the Diabetic Retinopathy Clinical Research Network Treatment Protocol for Center-Involved Diabetic Macular Edema. Ophthalmology. 2011;118(12):e5-e14. doi:10.1016/j.ophtha.2011.09.058

​21. Group CR, Martin DF, Maguire MG, et al. Ranibizumab and Bevacizumab for Neovascular Age-Related Macular Degeneration. New Engl J Medicine. 2011;364(20):1897-1908. doi:10.1056/nejmoa1102673

​22. Kertes PJ, Galic IJ, Greve M, et al. Canadian Treat-and-Extend Analysis Trial with Ranibizumab in Patients with Neovascular Age-Related Macular Disease: One-Year Results of the Randomized Canadian Treat-and-Extend Analysis Trial with Ranibizumab Study. Ophthalmology. 2019;126(6):841-848. doi:10.1016/j.ophtha.2019.01.013

​23. Norton JM, Ali K, Jurkovitz CT, et al. Development and Validation of a Pragmatic Electronic Phenotype for CKD. Clin J Am Soc Nephro. 2019;14(9):1306-1314. doi:10.2215/cjn.00360119

​24. Ostropolets A, Reich C, Ryan P, Shang N, Hripcsak G, Weng C. Adapting electronic health records-derived phenotypes to claims data: Lessons learned in using limited clinical data for phenotyping. J Biomed Inform. 2020;102:103363. doi:10.1016/j.jbi.2019.103363

​25. Tian Y, Schuemie MJ, Suchard MA. Evaluating large-scale propensity score performance through real-world and synthetic data experiments. Int J Epidemiol. 2018;47(6):2005-2014. doi:10.1093/ije/dyy120

​26. Strategus. Accessed April 29, 2023. https://github.com/OHDSI/Strategus

​27. HADES. Accessed April 29, 2023. https://ohdsi.github.io/Hades/index.html

​28. CohortDiagnostics. Accessed April 29, 2023. https://ohdsi.github.io/CohortDiagnostics/

​29. Wells JA, Glassman AR, Ayala AR, et al. Aflibercept, Bevacizumab, or Ranibizumab for Diabetic Macular Edema Two-Year Results from a Comparative Effectiveness Randomized Clinical Trial. Ophthalmology. 2016;123(6):1351-1359. doi:10.1016/j.ophtha.2016.02.022

​30. Gross JG, Glassman AR, Liu D, et al. Five-Year Outcomes of Panretinal Photocoagulation vs Intravitreous Ranibizumab for Proliferative Diabetic Retinopathy: A Randomized Clinical Trial. Jama Ophthalmol. 2018;136(10):1138. doi:10.1001/jamaophthalmol.2018.3255

​31. Group C of A related MDTT (CATT) R, Committee: W, Martin DF, et al. Ranibizumab and Bevacizumab for Treatment of Neovascular Age-related Macular Degeneration Two-Year Results. Ophthalmology. 2012;119(7):1388-1398. doi:10.1016/j.ophtha.2012.03.053

​32. Cao X, Sanchez JC, Dinabandhu A, et al. Aqueous proteins help predict the response of neovascular age-related macular degeneration patients to anti-VEGF therapy. J Clin Invest. Published online 2021. doi:10.1172/jci144469

​33. Heier JS, Campochiaro PA, Yau L, et al. Ranibizumab for Macular Edema Due to Retinal Vein Occlusions Long-term Follow-up in the HORIZON Trial. Ophthalmology. 2012;119(4):802-809. doi:10.1016/j.ophtha.2011.12.005

​34. Reps JM, Schuemie MJ, Suchard MA, Ryan PB, Rijnbeek PR. Design and implementation of a standardized framework to generate and evaluate patient-level prediction models using observational healthcare data. J Am Med Inform Assn. 2018;25(8):969-975. doi:10.1093/jamia/ocy032

​35. Cox DR. Regression Models and Life‐Tables. J Royal Statistical Soc Ser B Methodol. 1972;34(2):187-202. doi:10.1111/j.2517-6161.1972.tb00899.x

Appendix

A Exposure Cohort Definitions

A.1 Ranibizumab exposures after new use with 3 exposures in 21-70d windows

A.1.1 Cohort Entry Events

People may enter the cohort when observing any of the following:

  1. drug exposures of ‘[SOS] ranibizumab’.

A.1.2 Additional Inclusion Criteria

I. has at least 1 prior exposure with 2 or more prior exposures in 21-70d with blinding disease and no other cancer and 365d before first

Entry events having at least 1 drug exposure of ‘[SOS] ranibizumab’, starting anytime on or before cohort entry start date; having at least 1 drug exposure of ‘[SOS] ranibizumab’, starting between 70 days before and 21 days before ‘[SOS] ranibizumab’ start date; having at least 1 drug exposure of ‘[SOS] ranibizumab’ for the first time in the person’s history, starting between 70 days before and 21 days before ‘[SOS] ranibizumab’ start date; with all of the following criteria:

  1. having at least 1 observation period, starting anytime up to 365 days before ‘[SOS] ranibizumab’ start date and ending between 0 days after and all days after ‘[SOS] ranibizumab’ start date.

  2. having no drug exposures of ‘[SOS] aflibercept ranibizumab and bevacizumab’, starting anytime prior to ‘[SOS] ranibizumab’ start date; allow events outside observation period.

  3. having no condition occurrences of ‘[SOS] Malignant neoplasms excluding non-melanoma skin cancer’, starting anytime on or before ‘[SOS] ranibizumab’ start date; allow events outside observation period.

  4. with any of the following criteria:

    1. having at least 1 condition occurrence of ‘[SOS] Retinal Vein Occlusion’, starting anytime on or before ‘[SOS] ranibizumab’ start date.
    2. having at least 1 condition occurrence of ‘[SOS] Age related Macular Degeneration’, starting anytime on or before ‘[SOS] ranibizumab’ start date.
    3. having at least 1 condition occurrence of ‘[SOS] Diabetic retinopathy’, starting anytime on or before ‘[SOS] ranibizumab’ start date.
    4. having at least 1 condition occurrence of ‘[SOS] Macular edema’, starting anytime on or before ‘[SOS] ranibizumab’ start date.

A.1.3 Cohort Exit

The cohort end date will be based on a continuous exposure to ‘[SOS] ranibizumab’: allowing 180 days between exposures, adding 0 days after exposure ends, and using days supply and exposure end date for exposure duration.

The person also exists the cohort when encountering any of the following events:

  1. drug exposures of ‘[SOS] aflibercept’.
  2. drug exposures of ‘[SOS] bevacizumab’.

A.1.4 Cohort Eras

Entry events will be combined into cohort eras if they are within 0 days of each other.

A.1.6 Concept: [SOS] Diabetic retinopathy

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4174977 Retinopathy due to diabetes mellitus 4855003 SNOMED NO YES NO

A.1.7 Concept: [SOS] Macular edema

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4290333 Macular retinal edema 37231002 SNOMED NO YES NO
4208200 Postoperative cystoid macular edema 312920004 SNOMED YES YES NO

A.1.8 Concept: [SOS] Retinal Vein Occlusion

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
440392 Retinal vascular occlusion 73757007 SNOMED NO YES NO
4334245 Retinal artery occlusion 232035005 SNOMED YES YES NO
437544 Arterial retinal branch occlusion 50821009 SNOMED YES YES NO
4338905 Cilioretinal artery occlusion 232036006 SNOMED YES YES NO

A.1.9 Concept: [SOS] aflibercept ranibizumab and bevacizumab

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
40244266 aflibercept 1232150 RxNorm NO YES NO
1397141 bevacizumab 253337 RxNorm NO YES NO
19080982 ranibizumab 595060 RxNorm NO YES NO

A.1.10 Concept: [SOS] Malignant neoplasms excluding non-melanoma skin cancer

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4112752 Basal cell carcinoma of skin 254701007 SNOMED YES YES NO
4111921 Squamous cell carcinoma of skin 254651007 SNOMED YES YES NO
443392 Malignant neoplastic disease 363346000 SNOMED NO YES NO

A.1.11 Concept: [SOS] ranibizumab

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
19080982 ranibizumab 595060 RxNorm NO YES NO

A.1.12 Concept: [SOS] aflibercept

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
40244266 aflibercept 1232150 RxNorm NO YES NO

A.1.13 Concept: [SOS] bevacizumab

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
1397141 bevacizumab 253337 RxNorm NO YES NO

A.2 Bevacizumab exposures after new use with 3 exposures in 21-70d windows

A.2.1 Cohort Entry Events

People may enter the cohort when observing any of the following:

  1. drug exposures of ‘[SOS] bevacizumab’.

A.2.2 Additional Inclusion Criteria

I. has at least 1 prior exposure with 2 or more prior exposures in 21-70d with blinding disease and no other cancer and 365d before first

Entry events having at least 1 drug exposure of ‘[SOS] bevacizumab’, starting anytime on or before cohort entry start date; having at least 1 drug exposure of ‘[SOS] bevacizumab’, starting between 70 days before and 21 days before ‘[SOS] bevacizumab’ start date; having at least 1 drug exposure of ‘[SOS] bevacizumab’ for the first time in the person’s history, starting between 70 days before and 21 days before ‘[SOS] bevacizumab’ start date; with all of the following criteria:

  1. having at least 1 observation period, starting anytime up to 365 days before ‘[SOS] bevacizumab’ start date and ending between 0 days after and all days after ‘[SOS] bevacizumab’ start date.

  2. having no drug exposures of ‘[SOS] aflibercept ranibizumab and bevacizumab’, starting anytime prior to ‘[SOS] bevacizumab’ start date; allow events outside observation period.

  3. having no condition occurrences of ‘[SOS] Malignant neoplasms excluding non-melanoma skin cancer’, starting anytime on or before ‘[SOS] bevacizumab’ start date; allow events outside observation period.

  4. with any of the following criteria:

    1. having at least 1 condition occurrence of ‘[SOS] Retinal Vein Occlusion’, starting anytime on or before ‘[SOS] bevacizumab’ start date.
    2. having at least 1 condition occurrence of ‘[SOS] Age related Macular Degeneration’, starting anytime on or before ‘[SOS] bevacizumab’ start date.
    3. having at least 1 condition occurrence of ‘[SOS] Diabetic retinopathy’, starting anytime on or before ‘[SOS] bevacizumab’ start date.
    4. having at least 1 condition occurrence of ‘[SOS] Macular edema’, starting anytime on or before ‘[SOS] bevacizumab’ start date.

A.2.3 Cohort Exit

The cohort end date will be based on a continuous exposure to ‘[SOS] bevacizumab’: allowing 180 days between exposures, adding 0 days after exposure ends, and using days supply and exposure end date for exposure duration.

The person also exists the cohort when encountering any of the following events:

  1. drug exposures of ‘[SOS] aflibercept’.
  2. drug exposures of ‘[SOS] ranibizumab’.

A.2.4 Cohort Eras

Entry events will be combined into cohort eras if they are within 0 days of each other.

A.2.6 Concept: [SOS] Diabetic retinopathy

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4174977 Retinopathy due to diabetes mellitus 4855003 SNOMED NO YES NO

A.2.7 Concept: [SOS] Macular edema

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4290333 Macular retinal edema 37231002 SNOMED NO YES NO
4208200 Postoperative cystoid macular edema 312920004 SNOMED YES YES NO

A.2.8 Concept: [SOS] Retinal Vein Occlusion

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
440392 Retinal vascular occlusion 73757007 SNOMED NO YES NO
4334245 Retinal artery occlusion 232035005 SNOMED YES YES NO
437544 Arterial retinal branch occlusion 50821009 SNOMED YES YES NO
4338905 Cilioretinal artery occlusion 232036006 SNOMED YES YES NO

A.2.9 Concept: [SOS] aflibercept ranibizumab and bevacizumab

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
40244266 aflibercept 1232150 RxNorm NO YES NO
1397141 bevacizumab 253337 RxNorm NO YES NO
19080982 ranibizumab 595060 RxNorm NO YES NO

A.2.10 Concept: [SOS] Malignant neoplasms excluding non-melanoma skin cancer

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4112752 Basal cell carcinoma of skin 254701007 SNOMED YES YES NO
4111921 Squamous cell carcinoma of skin 254651007 SNOMED YES YES NO
443392 Malignant neoplastic disease 363346000 SNOMED NO YES NO

A.2.11 Concept: [SOS] bevacizumab

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
1397141 bevacizumab 253337 RxNorm NO YES NO

A.2.12 Concept: [SOS] aflibercept

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
40244266 aflibercept 1232150 RxNorm NO YES NO

A.2.13 Concept: [SOS] ranibizumab

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
19080982 ranibizumab 595060 RxNorm NO YES NO

A.3 Aflibercept exposures after new use with 3 exposures in 21-70d windows

A.3.1 Cohort Entry Events

People may enter the cohort when observing any of the following:

  1. drug exposures of ‘[SOS] aflibercept’.

A.3.2 Additional Inclusion Criteria

I. has at least 1 prior exposure with 2 or more prior exposures in 21-70d with blinding disease and no other cancer and 365d before first

Entry events having at least 1 drug exposure of ‘[SOS] aflibercept’, starting anytime on or before cohort entry start date; having at least 1 drug exposure of ‘[SOS] aflibercept’, starting between 70 days before and 21 days before ‘[SOS] aflibercept’ start date; having at least 1 drug exposure of ‘[SOS] aflibercept’ for the first time in the person’s history, starting between 70 days before and 21 days before ‘[SOS] aflibercept’ start date; with all of the following criteria:

  1. having at least 1 observation period, starting anytime up to 365 days before ‘[SOS] aflibercept’ start date and ending between 0 days after and all days after ‘[SOS] aflibercept’ start date.

  2. having no drug exposures of ‘[SOS] aflibercept ranibizumab and bevacizumab’, starting anytime prior to ‘[SOS] aflibercept’ start date; allow events outside observation period.

  3. having no condition occurrences of ‘[SOS] Malignant neoplasms excluding non-melanoma skin cancer’, starting anytime on or before ‘[SOS] aflibercept’ start date; allow events outside observation period.

  4. with any of the following criteria:

    1. having at least 1 condition occurrence of ‘[SOS] Retinal Vein Occlusion’, starting anytime on or before ‘[SOS] aflibercept’ start date.
    2. having at least 1 condition occurrence of ‘[SOS] Age related Macular Degeneration’, starting anytime on or before ‘[SOS] aflibercept’ start date.
    3. having at least 1 condition occurrence of ‘[SOS] Diabetic retinopathy’, starting anytime on or before ‘[SOS] aflibercept’ start date.
    4. having at least 1 condition occurrence of ‘[SOS] Macular edema’, starting anytime on or before ‘[SOS] aflibercept’ start date.

A.3.3 Cohort Exit

The cohort end date will be based on a continuous exposure to ‘[SOS] aflibercept’: allowing 180 days between exposures, adding 0 days after exposure ends, and using days supply and exposure end date for exposure duration.

The person also exists the cohort when encountering any of the following events:

  1. drug exposures of ‘[SOS] bevacizumab’.
  2. drug exposures of ‘[SOS] ranibizumab’.

A.3.4 Cohort Eras

Entry events will be combined into cohort eras if they are within 0 days of each other.

A.3.5 Concept: [SOS] aflibercept

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
40244266 aflibercept 1232150 RxNorm NO YES NO

A.3.7 Concept: [SOS] Diabetic retinopathy

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4174977 Retinopathy due to diabetes mellitus 4855003 SNOMED NO YES NO

A.3.8 Concept: [SOS] Macular edema

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4290333 Macular retinal edema 37231002 SNOMED NO YES NO
4208200 Postoperative cystoid macular edema 312920004 SNOMED YES YES NO

A.3.9 Concept: [SOS] Retinal Vein Occlusion

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
440392 Retinal vascular occlusion 73757007 SNOMED NO YES NO
4334245 Retinal artery occlusion 232035005 SNOMED YES YES NO
437544 Arterial retinal branch occlusion 50821009 SNOMED YES YES NO
4338905 Cilioretinal artery occlusion 232036006 SNOMED YES YES NO

A.3.10 Concept: [SOS] aflibercept ranibizumab and bevacizumab

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
40244266 aflibercept 1232150 RxNorm NO YES NO
1397141 bevacizumab 253337 RxNorm NO YES NO
19080982 ranibizumab 595060 RxNorm NO YES NO

A.3.11 Concept: [SOS] Malignant neoplasms excluding non-melanoma skin cancer

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4112752 Basal cell carcinoma of skin 254701007 SNOMED YES YES NO
4111921 Squamous cell carcinoma of skin 254651007 SNOMED YES YES NO
443392 Malignant neoplastic disease 363346000 SNOMED NO YES NO

A.3.12 Concept: [SOS] bevacizumab

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
1397141 bevacizumab 253337 RxNorm NO YES NO

A.3.13 Concept: [SOS] ranibizumab

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
19080982 ranibizumab 595060 RxNorm NO YES NO

A.4 Persons with blinding diseases (DR, AMD, ME, RVO)

A.4.1 Cohort Entry Events

People enter the cohort when observing any of the following:

  1. condition occurrences of ‘[SOS] Diabetic retinopathy’.

  2. condition occurrences of ‘[SOS] Age related Macular Degeneration’.

  3. condition occurrences of ‘[SOS] Macular edema’.

  4. condition occurrences of ‘[SOS] Retinal Vein Occlusion’.

Limit cohort entry events to the earliest event per person.

A.4.2 Cohort Exit

The person also exists the cohort at the end of continuous observation.

A.4.3 Cohort Eras

Entry events will be combined into cohort eras if they are within 0 days of each other.

A.4.4 Concept: [SOS] Diabetic retinopathy

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4174977 Retinopathy due to diabetes mellitus 4855003 SNOMED NO YES NO

A.4.6 Concept: [SOS] Macular edema

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4290333 Macular retinal edema 37231002 SNOMED NO YES NO
4208200 Postoperative cystoid macular edema 312920004 SNOMED YES YES NO

A.4.7 Concept: [SOS] Retinal Vein Occlusion

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
440392 Retinal vascular occlusion 73757007 SNOMED NO YES NO
4334245 Retinal artery occlusion 232035005 SNOMED YES YES NO
437544 Arterial retinal branch occlusion 50821009 SNOMED YES YES NO
4338905 Cilioretinal artery occlusion 232036006 SNOMED YES YES NO

B Outcome Cohort Definitions

B.1 ESRD Simple

B.1.1 Cohort Entry Events

People enter the cohort when observing any of the following:

  1. condition occurrences of ‘[SOS] ESRD Ref’.

  2. observations of ‘[SOS] ESRD Ref’.

  3. procedure occurrences of ‘[SOS] ESRD Ref’.

Limit cohort entry events to the earliest event per person.

B.1.2 Cohort Exit

The person also exists the cohort at the end of continuous observation.

B.1.3 Cohort Eras

Entry events will be combined into cohort eras if they are within 0 days of each other.

B.1.4 Concept: [SOS] Renal transplant Ref

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
2877119 Medical and Surgical @ Urinary System @ Transplantation @ Kidney, Right @ Open @ No Device 0TY00Z ICD10PCS NO YES NO
2211744 Ultrasound, transplanted kidney, real time and duplex Doppler with image documentation 76776 CPT4 NO YES NO
40664909 Patient receiving hemodialysis, peritoneal dialysis or kidney transplantation G8727 HCPCS NO YES NO
4324887 Disorder related to renal transplantation 429451003 SNOMED NO YES NO
40767034 End Stage Renal Disease (ESRD) Facility Survey - OMB CMS form 2744 64323-9 LOINC NO YES NO
42539502 Transplanted kidney present 737295003 SNOMED NO YES NO
4046829 Anesthesia for renal transplant, recipient 23137002 SNOMED NO YES NO
4163566 Renal replacement 398887003 SNOMED NO YES NO
38001396 Kidney transplant 652 DRG NO YES NO
2827873 Medical and Surgical @ Urinary System @ Transplantation @ Kidney, Left @ Open @ No Device 0TY10Z ICD10PCS NO YES NO
2832392 Imaging @ Urinary System @ Computerized Tomography (CT Scan) @ Kidney Transplant @ None @ None BT29ZZ ICD10PCS NO YES NO
44784262 Awaiting transplantation of kidney 698306007 SNOMED NO YES NO
2898352 Imaging @ Urinary System @ Ultrasonography @ Kidney Transplant @ None @ None BT49ZZ ICD10PCS NO YES NO
2884635 Imaging @ Urinary System @ Computerized Tomography (CT Scan) @ Kidney Transplant @ Low Osmolar @ None BT291Z ICD10PCS NO YES NO
45888790 Renal Transplantation Procedures 1008098 CPT4 NO YES NO
44786436 Documentation of end stage renal disease (esrd), dialysis, renal transplant before or during the measurement period or pregnancy during the measurement period G9231 HCPCS NO YES NO
4082531 US scan of transplant kidney 241484009 SNOMED NO YES NO

B.1.5 Concept: [SOS] Dialysis Ref

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4026915 Revision of arteriovenous shunt for renal dialysis 225892009 SNOMED NO YES NO
38001423 Admit for renal dialysis 685 DRG NO YES NO
42628575 Introduction of needle(s) and/or catheter(s), dialysis circuit, with diagnostic angiography of the dialysis circuit, including all direct puncture(s) and catheter placement(s), injection(s) of contrast, all necessary imaging from the arterial anastomos… 36901 CPT4 NO YES NO
40664909 Patient receiving hemodialysis, peritoneal dialysis or kidney transplantation G8727 HCPCS NO YES NO
2788042 Performance of Urinary Filtration, Multiple (Deprecated) 5A1D60Z ICD10PCS NO YES NO
4146536 Renal dialysis 265764009 SNOMED NO YES NO
2213577 Dialysis procedure other than hemodialysis (eg, peritoneal dialysis, hemofiltration, or other continuous renal replacement therapies) requiring repeated evaluations by a physician or other qualified health care professional, with or without substantial… 90947 CPT4 NO YES NO
2213576 Dialysis procedure other than hemodialysis (eg, peritoneal dialysis, hemofiltration, or other continuous renal replacement therapies), with single evaluation by a physician or other qualified health care professional 90945 CPT4 NO YES NO
4181476 Dependence on hemodialysis due to end stage renal disease 428982002 SNOMED NO YES NO
43018323 Performance of Urinary Filtration, Intermittent, Less than 6 Hours Per Day 5A1D70Z ICD10PCS NO YES NO
2617342 Unscheduled or emergency dialysis treatment for an esrd patient in a hospital outpatient department that is not certified as an esrd facility G0257 HCPCS NO YES NO
40757115 Introduction of needle and/or catheter, arteriovenous shunt created for dialysis (graft/fistula); additional access for therapeutic intervention (List separately in addition to code for primary procedure) (Deprecated) 36148 CPT4 NO YES NO
2788041 Performance of Urinary Filtration, Single (Deprecated) 5A1D00Z ICD10PCS NO YES NO
40756908 Insertion of catheter into arteriovenous dialysis shunt (Deprecated) 36147 CPT4 NO YES NO
42628378 Service ordered by a renal dialysis facility (rdf) physician as part of the esrd beneficiary’s dialysis benefit, is not part of the composite rate, and is separately reimbursable CB CPT4 NO YES NO
2313999 Duplex scan of hemodialysis access (including arterial inflow, body of access and venous outflow) 93990 CPT4 NO YES NO
45887996 End-Stage Renal Disease Services 1019051 CPT4 NO YES NO

B.1.6 Concept: [SOS] ESRD Ref

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
2213591 End-stage renal disease (ESRD) related services for home dialysis per full month, for patients 2-11 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents 90964 CPT4 NO YES NO
2213585 End-stage renal disease (ESRD) related services monthly, for patients 12-19 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 2-3 face-to-face visits by a physician o… 90958 CPT4 NO YES NO
2213581 End-stage renal disease (ESRD) related services monthly, for patients 2-11 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 4 or more face-to-face visits by a physic… 90954 CPT4 NO YES NO
2617552 End-stage renal disease patient requiring hemodialysis vascular access was not an eligible candidate for autogenous av fistula G8085 HCPCS NO YES NO
2213595 End-stage renal disease (ESRD) related services for dialysis less than a full month of service, per day; for patients 2-11 years of age 90968 CPT4 NO YES NO
2213587 End-stage renal disease (ESRD) related services monthly, for patients 20 years of age and older; with 4 or more face-to-face visits by a physician or other qualified health care professional per month 90960 CPT4 NO YES NO
2213596 End-stage renal disease (ESRD) related services for dialysis less than a full month of service, per day; for patients 12-19 years of age 90969 CPT4 NO YES NO
2213584 End-stage renal disease (ESRD) related services monthly, for patients 12-19 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 4 or more face-to-face visits by a physi… 90957 CPT4 NO YES NO
36713020 Hyperparathyroidism due to end stage renal disease on dialysis 16218721000119107 SNOMED NO YES NO
42738339 End stage renal disease (ESRD) related services per full month; for patients twenty years of age and over (Deprecated) 90921 CPT4 NO YES NO
2213597 End-stage renal disease (ESRD) related services for dialysis less than a full month of service, per day; for patients 20 years of age and older 90970 CPT4 NO YES NO
2213593 End-stage renal disease (ESRD) related services for home dialysis per full month, for patients 20 years of age and older 90966 CPT4 NO YES NO
2213589 End-stage renal disease (ESRD) related services monthly, for patients 20 years of age and older; with 1 face-to-face visit by a physician or other qualified health care professional per month 90962 CPT4 NO YES NO
2617795 End-stage renal disease patient with urr or kt/v value not documented, but otherwise eligible for measure G8388 HCPCS NO YES NO
2213582 End-stage renal disease (ESRD) related services monthly, for patients 2-11 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 2-3 face-to-face visits by a physician or… 90955 CPT4 NO YES NO
42738336 End stage renal disease (ESRD) related services per full month; for patients under two years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents (Deprecated) 90918 CPT4 NO YES NO
193782 End-stage renal disease 46177005 SNOMED NO YES NO
2213590 End-stage renal disease (ESRD) related services for home dialysis per full month, for patients younger than 2 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents 90963 CPT4 NO YES NO
2617794 End-stage renal disease patient with a hematocrit or hemoglobin not documented G8387 HCPCS NO YES NO
2213586 End-stage renal disease (ESRD) related services monthly, for patients 12-19 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 1 face-to-face visit by a physician or o… 90959 CPT4 NO YES NO
2213588 End-stage renal disease (ESRD) related services monthly, for patients 20 years of age and older; with 2-3 face-to-face visits by a physician or other qualified health care professional per month 90961 CPT4 NO YES NO
443611 Chronic kidney disease stage 5 433146000 SNOMED NO YES NO
2213578 End-stage renal disease (ESRD) related services monthly, for patients younger than 2 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 4 or more face-to-face visits b… 90951 CPT4 NO YES NO
2213594 End-stage renal disease (ESRD) related services for dialysis less than a full month of service, per day; for patients younger than 2 years of age 90967 CPT4 NO YES NO
2213592 End-stage renal disease (ESRD) related services for home dialysis per full month, for patients 12-19 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents 90965 CPT4 NO YES NO
42738338 End stage renal disease (ESRD) related services per full month; for patients between twelve and nineteen years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents (Deprecated) 90920 CPT4 NO YES NO
42738678 End stage renal disease (ESRD) related services (less than full month), per day; for patients between twelve and nineteen years of age (Deprecated) 90924 CPT4 NO YES NO
42738677 End stage renal disease (ESRD) related services (less than full month), per day; for patients between two and eleven years of age (Deprecated) 90923 CPT4 NO YES NO
2213580 End-stage renal disease (ESRD) related services monthly, for patients younger than 2 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 1 face-to-face visit by a physi… 90953 CPT4 NO YES NO
42738676 End stage renal disease (ESRD) related services (less than full month), per day; for patients under two years of age (Deprecated) 90922 CPT4 NO YES NO
42738337 End stage renal disease (ESRD) related services per full month; for patients between two and eleven years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents (Deprecated) 90919 CPT4 NO YES NO
2213583 End-stage renal disease (ESRD) related services monthly, for patients 2-11 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 1 face-to-face visit by a physician or ot… 90956 CPT4 NO YES NO
42738679 End stage renal disease (ESRD) related services (less than full month), per day; for patients twenty years of age and over (Deprecated) 90925 CPT4 NO YES NO
40767034 End Stage Renal Disease (ESRD) Facility Survey - OMB CMS form 2744 64323-9 LOINC NO YES NO

B.1.7 Concept: [SOS] eGFR Ref

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
37077746 Glomerular filtration rate.predicted among blacks Serum, Plasma or Blood Chemistry - non-challenge LP385395-1 LOINC NO|YES|NO
36662614 Glomerular filtration rate/1.73 sq M.predicted ArVRat Pt ANYBldSerPl LG50986-5 LOINC|NO|YES|NO
37045756 Glomerular filtration rate.predicted among non blacks Serum, Plasma or Blood Chemistry - non-challenge LP385394-4 LOINC NO|YES|NO
37052213 Glomerular filtration rate.predicted among males Serum, Plasma or Blood Chemistry - non-challenge LP385397-7 LOINC NO|YES|NO
37033687 Predicted Glomerular filtration rate Serum, Plasma or Blood Chemistry - non-challenge LP385393-6 LOINC NO|YES|NO
37024736 Predicted Glomerular filtration rate Serum or Plasma Chemistry - non-challenge LP385392-8 LOINC NO|YES|NO
36033091 Glomerular filtration rate.predicted among blacks DBS Chemistry - non-challenge LP421224-9 LOINC NO|YES|NO
44808279 Estimated glomerular filtration rate using Chronic Kidney Disease Epidemiology Collaboration formula 857971000000104 SNOMED NO YES NO
37208635 Estimated glomerular filtration rate by laboratory calculation 1107411000000104 SNOMED NO YES NO
36033624 Glomerular filtration rate.predicted among non blacks DBS Chemistry - non-challenge LP421223-1 LOINC NO|YES|NO
1618558 Glomerular filtration rate/Body surface area Serum or Plasma Chemistry - non-challenge LP427762-2 LOINC NO|YES|NO
37027780 Predicted Glomerular filtration rate Blood Chemistry - non-challenge LP385391-0 LOINC NO|YES|NO
44806420 Estimation of glomerular filtration rate 791801000000102 SNOMED NO YES NO
37055720 Glomerular filtration rate/1.73 sq M Urine and Serum or Plasma Chemistry - non-challenge LP385402-5 LOINC NO|YES|NO
37393690 GFR (glomerular filtration rate) calculated by abbreviated Modification of Diet in Renal Disease Study Group calculation 1020291000000106 SNOMED NO YES NO
37068907 Glomerular filtration rate.predicted among females Serum, Plasma or Blood Chemistry - non-challenge LP385396-9 LOINC NO|YES|NO

B.2 ESRD Complex

B.2.1 Cohort Entry Events

People enter the cohort when observing any of the following:

  1. condition occurrences of ‘[SOS] ESRD Ref’.

  2. observations of ‘[SOS] ESRD Ref’.

  3. procedure occurrences of ‘[SOS] ESRD Ref’.

  4. condition occurrences of ‘[SOS] Renal transplant Ref’.

  5. observations of ‘[SOS] Renal transplant Ref’.

  6. procedure occurrences of ‘[SOS] Renal transplant Ref’.

  7. measurements of ‘[SOS] eGFR Ref’, numeric value between 1 and 15; unit: “milliliter per minute per 1.73 square meter” or “milliliter per minute per 1.73 square meter”; having at least 1 measurement of ‘[SOS] eGFR Ref’, starting anytime up to 90 days before ‘[SOS] eGFR Ref’ start date; numeric value between 1 and 15; unit: “milliliter per minute per 1.73 square meter” or “milliliter per minute per 1.73 square meter”.

  8. observations of ‘[SOS] Dialysis Ref’; with any of the following criteria:

  9. having at least 1 procedure occurrence of ‘[SOS] Dialysis Ref’, starting anytime up to 90 days before ‘[SOS] Dialysis Ref’ start date.

  10. having at least 1 observation of ‘[SOS] Dialysis Ref’, starting anytime up to 90 days before ‘[SOS] Dialysis Ref’ start date.

  11. procedure occurrences of ‘[SOS] Dialysis Ref’; with any of the following criteria:

  12. having at least 1 observation of ‘[SOS] Dialysis Ref’, starting anytime up to 90 days before ‘[SOS] Dialysis Ref’ start date.

  13. having at least 1 procedure occurrence of ‘[SOS] Dialysis Ref’, starting anytime up to 90 days before ‘[SOS] Dialysis Ref’ start date.

Limit cohort entry events to the earliest event per person.

B.2.2 Cohort Exit

The person also exists the cohort at the end of continuous observation.

B.2.3 Cohort Eras

Entry events will be combined into cohort eras if they are within 0 days of each other.

B.2.4 Concept: [SOS] Renal transplant Ref

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
2877119 Medical and Surgical @ Urinary System @ Transplantation @ Kidney, Right @ Open @ No Device 0TY00Z ICD10PCS NO YES NO
2211744 Ultrasound, transplanted kidney, real time and duplex Doppler with image documentation 76776 CPT4 NO YES NO
40664909 Patient receiving hemodialysis, peritoneal dialysis or kidney transplantation G8727 HCPCS NO YES NO
4324887 Disorder related to renal transplantation 429451003 SNOMED NO YES NO
40767034 End Stage Renal Disease (ESRD) Facility Survey - OMB CMS form 2744 64323-9 LOINC NO YES NO
42539502 Transplanted kidney present 737295003 SNOMED NO YES NO
4046829 Anesthesia for renal transplant, recipient 23137002 SNOMED NO YES NO
4163566 Renal replacement 398887003 SNOMED NO YES NO
38001396 Kidney transplant 652 DRG NO YES NO
2827873 Medical and Surgical @ Urinary System @ Transplantation @ Kidney, Left @ Open @ No Device 0TY10Z ICD10PCS NO YES NO
2832392 Imaging @ Urinary System @ Computerized Tomography (CT Scan) @ Kidney Transplant @ None @ None BT29ZZ ICD10PCS NO YES NO
44784262 Awaiting transplantation of kidney 698306007 SNOMED NO YES NO
2898352 Imaging @ Urinary System @ Ultrasonography @ Kidney Transplant @ None @ None BT49ZZ ICD10PCS NO YES NO
2884635 Imaging @ Urinary System @ Computerized Tomography (CT Scan) @ Kidney Transplant @ Low Osmolar @ None BT291Z ICD10PCS NO YES NO
45888790 Renal Transplantation Procedures 1008098 CPT4 NO YES NO
44786436 Documentation of end stage renal disease (esrd), dialysis, renal transplant before or during the measurement period or pregnancy during the measurement period G9231 HCPCS NO YES NO
4082531 US scan of transplant kidney 241484009 SNOMED NO YES NO

B.2.5 Concept: [SOS] Dialysis Ref

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
4026915 Revision of arteriovenous shunt for renal dialysis 225892009 SNOMED NO YES NO
38001423 Admit for renal dialysis 685 DRG NO YES NO
42628575 Introduction of needle(s) and/or catheter(s), dialysis circuit, with diagnostic angiography of the dialysis circuit, including all direct puncture(s) and catheter placement(s), injection(s) of contrast, all necessary imaging from the arterial anastomos… 36901 CPT4 NO YES NO
40664909 Patient receiving hemodialysis, peritoneal dialysis or kidney transplantation G8727 HCPCS NO YES NO
2788042 Performance of Urinary Filtration, Multiple (Deprecated) 5A1D60Z ICD10PCS NO YES NO
4146536 Renal dialysis 265764009 SNOMED NO YES NO
2213577 Dialysis procedure other than hemodialysis (eg, peritoneal dialysis, hemofiltration, or other continuous renal replacement therapies) requiring repeated evaluations by a physician or other qualified health care professional, with or without substantial… 90947 CPT4 NO YES NO
2213576 Dialysis procedure other than hemodialysis (eg, peritoneal dialysis, hemofiltration, or other continuous renal replacement therapies), with single evaluation by a physician or other qualified health care professional 90945 CPT4 NO YES NO
4181476 Dependence on hemodialysis due to end stage renal disease 428982002 SNOMED NO YES NO
43018323 Performance of Urinary Filtration, Intermittent, Less than 6 Hours Per Day 5A1D70Z ICD10PCS NO YES NO
2617342 Unscheduled or emergency dialysis treatment for an esrd patient in a hospital outpatient department that is not certified as an esrd facility G0257 HCPCS NO YES NO
40757115 Introduction of needle and/or catheter, arteriovenous shunt created for dialysis (graft/fistula); additional access for therapeutic intervention (List separately in addition to code for primary procedure) (Deprecated) 36148 CPT4 NO YES NO
2788041 Performance of Urinary Filtration, Single (Deprecated) 5A1D00Z ICD10PCS NO YES NO
40756908 Insertion of catheter into arteriovenous dialysis shunt (Deprecated) 36147 CPT4 NO YES NO
42628378 Service ordered by a renal dialysis facility (rdf) physician as part of the esrd beneficiary’s dialysis benefit, is not part of the composite rate, and is separately reimbursable CB CPT4 NO YES NO
2313999 Duplex scan of hemodialysis access (including arterial inflow, body of access and venous outflow) 93990 CPT4 NO YES NO
45887996 End-Stage Renal Disease Services 1019051 CPT4 NO YES NO

B.2.6 Concept: [SOS] ESRD Ref

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
2213591 End-stage renal disease (ESRD) related services for home dialysis per full month, for patients 2-11 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents 90964 CPT4 NO YES NO
2213585 End-stage renal disease (ESRD) related services monthly, for patients 12-19 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 2-3 face-to-face visits by a physician o… 90958 CPT4 NO YES NO
2213581 End-stage renal disease (ESRD) related services monthly, for patients 2-11 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 4 or more face-to-face visits by a physic… 90954 CPT4 NO YES NO
2617552 End-stage renal disease patient requiring hemodialysis vascular access was not an eligible candidate for autogenous av fistula G8085 HCPCS NO YES NO
2213595 End-stage renal disease (ESRD) related services for dialysis less than a full month of service, per day; for patients 2-11 years of age 90968 CPT4 NO YES NO
2213587 End-stage renal disease (ESRD) related services monthly, for patients 20 years of age and older; with 4 or more face-to-face visits by a physician or other qualified health care professional per month 90960 CPT4 NO YES NO
2213596 End-stage renal disease (ESRD) related services for dialysis less than a full month of service, per day; for patients 12-19 years of age 90969 CPT4 NO YES NO
2213584 End-stage renal disease (ESRD) related services monthly, for patients 12-19 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 4 or more face-to-face visits by a physi… 90957 CPT4 NO YES NO
36713020 Hyperparathyroidism due to end stage renal disease on dialysis 16218721000119107 SNOMED NO YES NO
42738339 End stage renal disease (ESRD) related services per full month; for patients twenty years of age and over (Deprecated) 90921 CPT4 NO YES NO
2213597 End-stage renal disease (ESRD) related services for dialysis less than a full month of service, per day; for patients 20 years of age and older 90970 CPT4 NO YES NO
2213593 End-stage renal disease (ESRD) related services for home dialysis per full month, for patients 20 years of age and older 90966 CPT4 NO YES NO
2213589 End-stage renal disease (ESRD) related services monthly, for patients 20 years of age and older; with 1 face-to-face visit by a physician or other qualified health care professional per month 90962 CPT4 NO YES NO
2617795 End-stage renal disease patient with urr or kt/v value not documented, but otherwise eligible for measure G8388 HCPCS NO YES NO
2213582 End-stage renal disease (ESRD) related services monthly, for patients 2-11 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 2-3 face-to-face visits by a physician or… 90955 CPT4 NO YES NO
42738336 End stage renal disease (ESRD) related services per full month; for patients under two years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents (Deprecated) 90918 CPT4 NO YES NO
193782 End-stage renal disease 46177005 SNOMED NO YES NO
2213590 End-stage renal disease (ESRD) related services for home dialysis per full month, for patients younger than 2 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents 90963 CPT4 NO YES NO
2617794 End-stage renal disease patient with a hematocrit or hemoglobin not documented G8387 HCPCS NO YES NO
2213586 End-stage renal disease (ESRD) related services monthly, for patients 12-19 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 1 face-to-face visit by a physician or o… 90959 CPT4 NO YES NO
2213588 End-stage renal disease (ESRD) related services monthly, for patients 20 years of age and older; with 2-3 face-to-face visits by a physician or other qualified health care professional per month 90961 CPT4 NO YES NO
443611 Chronic kidney disease stage 5 433146000 SNOMED NO YES NO
2213578 End-stage renal disease (ESRD) related services monthly, for patients younger than 2 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 4 or more face-to-face visits b… 90951 CPT4 NO YES NO
2213594 End-stage renal disease (ESRD) related services for dialysis less than a full month of service, per day; for patients younger than 2 years of age 90967 CPT4 NO YES NO
2213592 End-stage renal disease (ESRD) related services for home dialysis per full month, for patients 12-19 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents 90965 CPT4 NO YES NO
42738338 End stage renal disease (ESRD) related services per full month; for patients between twelve and nineteen years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents (Deprecated) 90920 CPT4 NO YES NO
42738678 End stage renal disease (ESRD) related services (less than full month), per day; for patients between twelve and nineteen years of age (Deprecated) 90924 CPT4 NO YES NO
42738677 End stage renal disease (ESRD) related services (less than full month), per day; for patients between two and eleven years of age (Deprecated) 90923 CPT4 NO YES NO
2213580 End-stage renal disease (ESRD) related services monthly, for patients younger than 2 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 1 face-to-face visit by a physi… 90953 CPT4 NO YES NO
42738676 End stage renal disease (ESRD) related services (less than full month), per day; for patients under two years of age (Deprecated) 90922 CPT4 NO YES NO
42738337 End stage renal disease (ESRD) related services per full month; for patients between two and eleven years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents (Deprecated) 90919 CPT4 NO YES NO
2213583 End-stage renal disease (ESRD) related services monthly, for patients 2-11 years of age to include monitoring for the adequacy of nutrition, assessment of growth and development, and counseling of parents; with 1 face-to-face visit by a physician or ot… 90956 CPT4 NO YES NO
42738679 End stage renal disease (ESRD) related services (less than full month), per day; for patients twenty years of age and over (Deprecated) 90925 CPT4 NO YES NO
40767034 End Stage Renal Disease (ESRD) Facility Survey - OMB CMS form 2744 64323-9 LOINC NO YES NO

B.2.7 Concept: [SOS] eGFR Ref

Concept ID Concept Name Code Vocabulary Excluded Descendants Mapped
37077746 Glomerular filtration rate.predicted among blacks Serum, Plasma or Blood Chemistry - non-challenge LP385395-1 LOINC NO|YES|NO
36662614 Glomerular filtration rate/1.73 sq M.predicted ArVRat Pt ANYBldSerPl LG50986-5 LOINC|NO|YES|NO
37045756 Glomerular filtration rate.predicted among non blacks Serum, Plasma or Blood Chemistry - non-challenge LP385394-4 LOINC NO|YES|NO
37052213 Glomerular filtration rate.predicted among males Serum, Plasma or Blood Chemistry - non-challenge LP385397-7 LOINC NO|YES|NO
37033687 Predicted Glomerular filtration rate Serum, Plasma or Blood Chemistry - non-challenge LP385393-6 LOINC NO|YES|NO
37024736 Predicted Glomerular filtration rate Serum or Plasma Chemistry - non-challenge LP385392-8 LOINC NO|YES|NO
36033091 Glomerular filtration rate.predicted among blacks DBS Chemistry - non-challenge LP421224-9 LOINC NO|YES|NO
44808279 Estimated glomerular filtration rate using Chronic Kidney Disease Epidemiology Collaboration formula 857971000000104 SNOMED NO YES NO
37208635 Estimated glomerular filtration rate by laboratory calculation 1107411000000104 SNOMED NO YES NO
36033624 Glomerular filtration rate.predicted among non blacks DBS Chemistry - non-challenge LP421223-1 LOINC NO|YES|NO
1618558 Glomerular filtration rate/Body surface area Serum or Plasma Chemistry - non-challenge LP427762-2 LOINC NO|YES|NO
37027780 Predicted Glomerular filtration rate Blood Chemistry - non-challenge LP385391-0 LOINC NO|YES|NO
44806420 Estimation of glomerular filtration rate 791801000000102 SNOMED NO YES NO
37055720 Glomerular filtration rate/1.73 sq M Urine and Serum or Plasma Chemistry - non-challenge LP385402-5 LOINC NO|YES|NO
37393690 GFR (glomerular filtration rate) calculated by abbreviated Modification of Diet in Renal Disease Study Group calculation 1020291000000106 SNOMED NO YES NO
37068907 Glomerular filtration rate.predicted among females Serum, Plasma or Blood Chemistry - non-challenge LP385396-9 LOINC NO|YES|NO

C Negative Control Concepts

Table C.1: Negative outcome controls specified through condition occurrences that map to (a descendent of) the indicated concept ID
Concept ID
Abdominal distension, gaseous 271835004
Adjustment disorder with depressed mood 57194009
Bacteremia 5758002
Bipolar II disorder 83225003
Callosity 201040000
Cannabis dependence 85005007
Conduct disorder 430909002
Coronary artery graft present 737278006
Degeneration of intervertebral disc 77547008
Difficulty walking 719232003
Diverticulosis of large intestine without diverticulitis 45568004
Dysphagia 40739000
Dysthymia 78667006
Epidermoid cyst 419893006
Genetic predisposition 47708004
Hyperplasia of prostate 433234005
Impacted cerumen 18070006
Major depression, single episode 36923009
Morbid obesity 238136002
Nicotine dependence 56294008
Paranoid schizophrenia 64905009
Perimenopausal disorder 266607004
Peripheral vertigo 50438001
Postmenopausal state 76498008
Postoperative state 19585003
Snoring 72863001
Solitary nodule of lung 427359005
Somatic dysfunction of lumbar region 718929000
Spinal stenosis 76107001
Stimulant abuse 441527004
Testicular hypofunction 111551000
Toxic effect of ethyl alcohol 82782008
Tracheostomy present 302108003
Uncomplicated asthma 707444001
Ureteric stone 31054009